Search Results for: DEREGISTRATION

deregistration

glossary /

deregistration, n. The point at which an issuer’s registration under § 12 of the Securities Exchange Act of 1934 is no longer required because of a decline in the number of holders of the issuer’s securities. 15 USCA § 78l. Cf. DELISTING. [Cases: Securities Regulation 35.22. C.J.S. Securities Regulation §§ 112–114.] — deregister, vb.

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delisting

glossary /

delisting, n. The suspension of the privilege of having a security listed on an exchange. • Delisting results from failing to meet the exchange’s listing requirements, as by not complying with the minimum net-asset requirement. Cf. DEREGISTRATION. [Cases: Exchanges 13.10. C.J.S. Exchanges §§ 17–18.] — delist, vb.

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