registered representative

A person approved by the SEC and stock exchanges to sell securities to the public. — Formerly also termed customer’s man; customer’s person. [Cases: Securities Regulation 40.12–40.14. C.J.S. Securities Regulation §§ 157–160, 165.]

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词条贡献者

译者Clara，毕业于国内知名法学院，擅长翻译各种与衍生工具相关的法律文件。