Aunt Minnie

Aunt Minnie

明妮大婶 喻指由在纽约证券交易所和地区证交所都有会员资格的股票经纪人作出的一项安排,根据这种安排,该股票经纪人放弃其在地区证交所的一部分佣金,作为接受者在纽约证券交易所安排进行另外一项交易的对价。由此,对于在纽约证券交易所进行的新的交易,接受者无须支付常规佣金,而只须支付常规佣金减去股票经纪人在地区证交所所放弃的佣金的佣金数额。这是一种非法的回扣。


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