control person

Securities. A person who has actual control or significant influence over the issuer of securities, as by directing corporate policy.

• The control person is subject to many of the same requirements applicable to the sale of securities by the issuer.

— Also termed controlling person. [Cases: Securities Regulation 35.15, 60.40. C.J.S. Securities Regulation §§ 105–106, 218.]

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词条贡献者

译员Roger，毕业于欧洲一流的高级翻译学院，专注翻译各种与公共及基础设施融资有关的法律文件。