American Stock Exchange/AMEX/ASE 〈美〉美国证券交易所 系美国第二大证券交易所。根据《1934年证券交易法》〔Securities Exchange Act of 1934〕进行自我监管的证券交易组织，位于纽约市，主要从事公司股票的全国性交易。其上市条件〔listing requirements〕的审查标准较纽约证券交易所宽松，因此新成立企业或小公司的证券常在此交易。其曾被称为「场外交易所」〔New York Curb Exchange〕。
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cable transfer of exchange 电汇；电汇放款 负有付款义务的一方当事人与接受款项的另一方当事人订立汇兑合同〔exchange contract〕,使后者通过电汇方式按汇兑合同规定的金额、地点和时间提取款项的一种信用安排。
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Securities and Exchange Commission/SEC 〈美〉证券与交易委员会 由国会建立的保护证券投资者利益的联邦政府管理机构。证券与交易委员会适用《1933年证券法》〔Security Act of 1933〕、《1934年证券法》〔Security Act of 1934〕、《信托凭单法》〔Trust Indenture Act〕、《投资顾问法》〔Investment Advisor Act〕和《公用事业控股公司法》〔Public Utility Holding Company Act〕。这些法的主要规定可归纳如下：１由创建于1934年的证券与交易委员会执行适用于证券业的联邦法律；２发行证券的公司和出售证券的投资银行必须保证对证券的品质作出「充分披露」，亦即它们必须在呈送给证券与交易委员会的登记报表和提交给公众的认购说明书中披露所有相关的事实；３所有名字出现在登记报表和认购说明书上的人(如银行家、律师、会计师等)均须对由于报表或说明书中任何事实遗漏或错误信息导致证券认购人蒙受的损失负责；４禁止内部知情人(如经纪人、交易商等)操纵证券价格；５联邦储备系统董事会被授权确定由债券和股票担保之贷款的现金比例〔marginal requirement〕。
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A takeover attempt in which the bidder corporation offers to exchange some of its securities for a specified number of the target corporation’s voting shares. Cf. TENDER OFFER. [Cases: Securities Regulation 52.30–52.50. C.J.S. Securities Regulation §§ 121–122, 127–128, 131–138, 140–141.]
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Chicago Board Options Exchange. The predominant organized marketplace in the United States for trading options. — Abbr. CBOE.
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par of exchange. The equality of a given sum of one country’s currency and the like sum of money of a foreign country into which it is to be exchanged.
set of exchange. Commercial law. A single bill of lading drawn in a set of parts, each of which is valid only if the goods have not been delivered against any other part. • Bills may be drawn in duplicate or triplicate, the first part being “first of exchange,” the second part being “second of
listed security exchange. An organized secondary security market operating at a designated location, such as the New York Stock Exchange.
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exchange rate. The ratio for converting one country’s money into another country’s money. See FOREIGN EXCHANGE.