investment banking
The business of underwriting or selling securities; esp., the marketing of new stocks or bonds.
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The business of underwriting or selling securities; esp., the marketing of new stocks or bonds.
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Agency rulemaking that, when required by statute or the agency’s discretion, must be on the record after an opportunity for an agency hearing, and must comply with certain procedures, such as allowing the submission of evidence and the cross-examination of witnesses. Cf. informal rulemaking. [Cases: Administrative Law and Procedure 381–427. C.J.S. Public Administrative Law and
ranking and sale 〈苏格兰〉顺序清偿变卖财产 一种诉讼程序,指将无力偿债者有权继承的财产依司法程序变卖,变卖所得根据债权人的权利和优先权按顺序分配。现已废除。
parking. 1. The sale of securities subject to an agreement that the seller will buy them back at a later time for a similar price. • Parking is illegal if done to circumvent securities regulations or tax laws. It is often a method of evading the net-capital requirements of the National Association of Securities Dealers
walking possession 〈英〉巡视占有 依判决执行令,郡长须占有败诉债务人的财物时,可与败诉债务人协议实行「巡视占有」,即财产实际上仍由债务人保管,但保证不转移该财产,郡长属下官员不时前往巡视。 (→fieri facias)
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banking game. A gambling arrangement in which the house (i.e., the bank) accepts bets from all players and then pays out winning bets and takes other bettors’ losses. [Cases: Gaming 68(.5).]
Conversion by taking a chattel out of the possession of another with the intention of exer-cising a permanent or temporary dominion over it, despite the owner’s entitlement to use it at all times. [Cases: Trover and Conversion 11. C.J.S. Trover and Conversion § 30.]
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King’s (Queen’s) coroner and attorney 〈英〉关于私人事务的皇家控诉官 这是王座法庭的一种官员,又称「王座法庭主控官」〔master of the crown office〕,其职责是依据法庭的指示对侵犯私人权益者提出控诉。该职位现已并入「王座法庭刑事部主事法官」〔Master of the Crown Office〕。 (→Master of the Crown Office)
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