registered representative

A person approved by the SEC and stock exchanges to sell securities to the public. — Formerly also termed customer’s man; customer’s person. [Cases: Securities Regulation 40.12–40.14. C.J.S. Securities Regulation §§ 157–160, 165.]

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词条贡献者

资深译员Lynn，知名国际商学院金融专业，专注翻译各种与贷款人责任及其他银行业与金融机构诉讼有关的法律文件。