Investment Advisors Act
Investment Advisors Act 〈美〉《投资顾问法》 对投资顾问进行管理的联邦法律。目的在于保护公众和投资者免受投资顾问失职行为的危害。该法由证券交易委员会〔Securities and Exchange Commission〕执行并要求所有的投资顾问必须在该委员会注册。
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INVESTMENT ADVISORS ACT
investment advisors act
Investment Advisors Act. A federal statute — administered by the Securities and Exchange Commission — that regulates investment advisers.15 USCA §§ 80b-1 et seq. [Cases: Securities Regulation 223–224. C.J.S. Securities Regulation §§ 360–365.]
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