investor. 1. A buyer of a security or other property who seeks to profit from it without exhausting the principal. 2. Broadly, a person who spends money with an expectation of earning a profit. accredited investor. An investor treated under the Securities Act of 1933 as being knowledgeable and sophisticated about financial matters, esp. because […]
Aunt Jemima doctrine. Trademarks. The principle that a trademark is protected not only from use on a directly competing product, but also from use on a product so closely related in the marketplace that consumers would be confused into thinking that the products came from a single source. Aunt Jemima Mills Co. v. Rigney &
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conventional law. A rule or system of rules agreed on by persons for the regulation of their conduct toward one another; law constituted by agreement as having the force of special law between the parties, by either supple-menting or replacing the general law of the land. • The most important example is conventional international law,
curfew (k[schwa]r-fyoo). 1. Hist. A law requiring that all fires be extinguished at a certain time in the evening, usu. announced by the ringing of a bell. 2. A regulation that forbids people (or certain classes of them, such as minors) from being outdoors or in vehicles during specified hours. [Cases: Infants 13. C.J.S. Infants
notice-and-comment period. Administrative law. The statutory time frame during which an administrative agency publishes a proposed regulation and receives public comment on the regulation. • The regulation cannot take effect until after this period expires. — Often shortened to comment period. [Cases: Administrative Law and Procedure 394, 395. C.J.S. Public Administrative Law and Procedure §§
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Federal Aviation Administration. The federal agency charged with regulating air commerce, promoting civil aviation and a national system of airports, achieving efficient use of navigable airspace, developing and operating a common system of air-traffic control and air navigation, and developing and implementing programs and regulations relating to environmental effects of civil aviation. • The Federal
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reverse-confusion doctrine. Intellectual property. The rule that it is unfair competition if the defendant’s use of a title that is confusingly similar to the one used by the plaintiff leads the public to believe that the plaintiff’s work is the same as the defendant’s, or that it is derived from or associated in some manner
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deregistration, n. The point at which an issuer’s registration under § 12 of the Securities Exchange Act of 1934 is no longer required because of a decline in the number of holders of the issuer’s securities. 15 USCA § 78l. Cf. DELISTING. [Cases: Securities Regulation 35.22. C.J.S. Securities Regulation §§ 112–114.] — deregister, vb.
A search of public or commercial premises carried out by a regulatory authority for the purpose of enforcing compliance with health, safety, or security regulations. • The probable cause required for an administrative search is less stringent than that required for a search incident to a criminal investigation. — Also termed regulatory search; inspection search.
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An audit conducted by a regulatory agency, an organization, or a third party to assess com-pliance with one or more sets of laws and regulations.