REGISTRATION STATEMENT

registration statement

registration statement. A document containing detailed information required by the SEC for the public sale of corporate securities. • The statement includes the prospectus to be supplied to prospective buyers. See PROSPECTUS. [Cases: Securities Regulation 25.10–25.35. C.J.S. Securities Regulation §§ 82–91.]

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registration statement

glossary / REGISTRATION STATEMENT, 申请上市登记报告

registration statement 〈美〉申请上市登记报告根据1933年《证券法》〔Securities Act〕和1934年《证券交易法》〔Securities Exchange Act〕，需要公开发行股票或希望其股票在证券交易所上市的公司必须向证券交易委员会提交的报告，包括该公司的财务状况资料、发行股票用途及其他有关内容。

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